Work is under way to set up a system to swap information between the Securities and Exchange Surveillance Commission and brokerages to crack down on insider trading, the SESC said Wednesday. The system, dubbed Compliance WAN (wide area network), is... ...full story at Japan Times
from Japan Times on Wed, May 21 2008
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| 05 May 08 |
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TIGARAH Roppongi-Dori @ Sesc Avenida Paulista »
YouTube video TIGARAH
Roppongi-Dori
@ Sesc Avenida Paulista
04mai2008
http://esc atumbalera.com |
| 17 Jan 08 |
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SESC probes three NHK workers » Japan Times Three NHK employees — two reporters and a director — are under investigation by the Securities and Exchange Surveillance Commission on suspicion of insider trading of stocks, the public broadcaster... Read more . . . |
| 09 Oct 08 |
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SESC probes exec in Eneserve insider trading » Japan Times The securities market watchdog has questioned a former executive of power producer Eneserve Corp. and searched his home and related places on suspicion he made a ¥10 million profit through insider trading, sources said Thursday. The Securities an... |
| 02 Feb 08 |
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SESC probing JT share transactions over 'gyoza' food poisoning scandal » Japan Today The Securities and Exchange Surveillance Commission has been looking into trades in Japan Tobacco Inc shares on suspicion of insider trading after JT stock fell substantially before its announcement of food poisoning cases involving products imported by a... |
| 18 Mar 08 |
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In a first, CPA faces fine for insider trading » Japan Times The Securities and Exchange Surveillance Commission recommended Tuesday that the Financial Services Agency order a former accountant at Japan's largest audit firm, Ernst & Young ShinNihon, to pay a ¥1.34 million penalty for insider trading. Read the ful... |
| 03 Mar 08 |
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Ex-Ernst & Young CPA investigated for insider trading »
Japan Times  A former employee of Ernst & Young ShinNihon, Japan's largest auditing firm, is under investigation by the Securities and Exchange Surveillance Commission for alleged insider stock trading, company officials said Monday. Read the full story . . . |
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